Workflow Questions Answered: Challenges with FFPE Tissue Samples 

Next-generation sequencing (NGS) can provide in-depth analysis of short sequences, which could make it a powerful tool to use with nucleic acid isolated from formalin-fixed, paraffin-embedded (FFPE) tissue.

Senior applications scientist Jung Doh recently addressed ten common questions about working with challenging FFPE tissue in NGS sample preparation workflows. His responses and customer tips are included below.

1. When is using FFPE samples for NGS a better option over fresh-frozen samples?

Fresh- or snap-frozen samples are a great source for DNA, but they’re costly to collect and maintain, and therefore not widely available. This low availability precludes their use in large scale retrospective studies of tumors — studies that could ultimately drive development of new cancer therapies. 

In contrast, formalin-fixed paraffin-embedded (FFPE) tissue samples are routinely archived during patient treatment and care. By some estimates, there are 400 million1 to more than a billion FFPE samples2 in hospitals and tissue banks worldwide. Many have clinical annotations — primary diagnosis, therapeutic regimen, drug response and recurrence status — so they can be linked to clinical outcomes and long-term follow-up3.

For some types of tumor tissues, FFPE samples are often the only source of DNA4. It’s these samples that can provide researchers with crucial information about some of the rarest cancers and other conditions5.

2. Can NGS with FFPE samples match the data quality of NGS with fresh-frozen samples?

Yes, according to a preponderance of the current literature. In fact, the power of NGS to analyze large numbers of short sequences might make it an ideal technology to apply to fragmented nucleic acids extracted from FFPE samples6.

In one recent study, for example, researchers performed whole exome sequencing (WES) from gastrointestinal stromal tumors extracted from either fresh-frozen (FF) or FFPE samples. The integrity of FFPE DNA was evaluated by a modified RAPD PCR method to help classify samples as high- or low-quality (HQ/LQ). DNA library production and exome capture were feasible for both classes of FFPE, despite the smaller yield and insert size of LQ-FFPE. WES yielded data of equal quality from FF and FFPE, with HQ-FFPE generating an amount of data comparable to FF samples7.

Other studies have revealed strong correlations between NGS data from FF and FFPE samples6,8,9,10, thereby supporting the feasibility of generating high-quality sequencing libraries and sequencing results from even the low-input DNA from FFPE tumor tissue11.

3.  Does the FFPE process affect the yield and/or quality of DNA obtained from embedded tissues?

It can. Of course, this wasn’t an issue 120 years ago, when formaldehyde (the primary component of formalin) was identified as a superior fixative for preserving tissue samples12. Pathologists and histologists have been fixing tissues with formalin for more than a century13, but it wasn’t until the early 1970s that researchers discovered that formalin creates crosslinks between intracellular macromolecules such as protein and DNA14.

Another form of DNA damage induced by formalin fixation is fragmentation, which can lead to low amounts of amplifiable template for PCR amplification15. Researchers also believe long-term storage of formalin-fixed blocks can induce fragmentation due to exposure to environmental conditions16,17.

Nevertheless, numerous studies have reported the feasibility of using DNA from FFPE samples with both conventional PCR-based and NGS technologies5,18,19. Though fragmentation can be a rate-limiting factor in approaches that use longer amplicons, researchers have successfully used shorter amplicons from fragmented FFPE DNA20.

In addition, other researchers have shown that some formalin-induced modifications can be partially reversed21, a process now included in many nucleic acid extraction kits for FFPE material10. Case in point: some studies report higher instances of sequence artefacts in FFPE samples (primarily C:G>T:A base substitutions)9,22,23,24 while others have seen little evidence of artefacts5,25. Regardless, C:G>T:A sequence artefacts are predominantly caused by uracil lesions, and treating FFPE DNA with uracil-DNA glycosylase prior to PCR amplification significantly reduces these artefacts without affecting true mutational sequence changes4.

Further, the FFPE preparation process, which includes long-term storage at room temperature, may generate DNA mutations and result in the identification of false single nucleotide variants (SNVs) or insertions/deletions (indels). This damage, however, appears to have a random distribution across all DNA fragments and can be corrected by choosing a high sequencing depth. Researchers therefore recommend coverage levels of at least 80× when analyzing FFPE material5.

Finally, the method used for deparaffinization can also affect the amplifiability of extracted DNA26. The higher the melting temperature used, the greater the chance of denaturing the double-stranded DNA. If the temperature is too low, however, the paraffin may not melt completely, reducing the potential nucleic acid yield. Different FFPE tissues may require different paraffin melting temperatures and times; the goal is to achieve an acceptable balance between melting temperature, DNA quality and DNA yield. The recommended maximum temperature is 90°C. Temperatures higher than that can result in a significant fraction of single-stranded DNA. Some researchers suggest that using a temperature of 75°C for five minutes — still sufficient to melt the paraffin — preserves double-stranded DNA5.

4.  Does the age of FFPE samples affect their ability to provide sequenceable libraries?

In general, it does not, though success could depend on how the samples were originally fixed, the conditions under which they were stored, and the method used to create the libraries.
In a recent study, samples up to three years old yielded sequenceable libraries 94% of the time, though the success rate dropped to 50% for older samples (14–21 years)27. Other researchers have found no significant difference among macromolecules extracted from blocks stored over 11–12 years, 5–7 years, or 1–2 years when compared to current year blocks28, with some reporting successful creation of libraries from RNA isolated from 20-year-old FFPE tissues6.

5.  Can I really expect acceptable sequencing quality from FFPE samples that are 10 – 20 years old?

There appears to be a negligible decrease in sequence quality from FFPE samples more than a decade old29, confirming earlier findings from a study that used 14- and 18-year-old FFPE samples25. Some credit the robustness of NGS technology for enabling molecular analyses of DNA and RNA in FFPE tissues that have been stored for up to two decades6. In any case, depending on the purpose of the analysis, nucleic acids retrieved from FFPE tissues older than 40 years can be successfully used for molecular analysis30.

6. Can the quality of FFPE DNA samples affect downstream genomic applications?

It can, though the more relevant question might be how significantly. Researchers have long known the formalin fixation process can affect downstream genomic applications due to DNA cross-linking to DNA and proteins — which can stall polymerases — as well as DNA-DNA crosslinks that can inhibit denaturation.31  Much of the concern about FFPE DNA sample quality has focused on mutation screening, though many of those concerns — such as artefacts, false-negative variants and suboptimal performance of variant calling algorithms — have yet to be thoroughly investigated, 32 so the significance of their impact remains unclear.

What is clear is that mutation detection can be impeded by DNA degradation and the presence of sequence artefacts that can be erroneously interpreted as mutations. And though the degradation challenge can be addressed by using shorter amplicons in PCR detection methods, a corroborated solution has yet to be found for the sequence artefact problem — with the possible exception of treating FFPE DNA with uracil-DNA glycosylase prior to PCR amplification4.

Despite current challenges, however, many researchers have successfully used FFPE DNA for copy number analysis and mutation detection using targeted sequencing of single genes33,34, as well as whole exome5,35 and whole genome25. It has also been suggested that FFPE samples can be used successfully in place of fresh-frozen samples for gene expression studies8.

7. How much FFPE DNA is required for successful NGS?

The answer depends largely on the type of data you want to generate. Input amounts of ≤ 250 ng FFPE DNA have been reported as insufficient for adequate exome coverage35, yet in a recent study of 99 FFPE samples, the authors reported “successfully” sequencing exomes from as little as 16 ng input FFPE DNA36. Several other studies have sequenced samples from as little as 10 ng, though successful whole genome sequencing analysis from 10 ng of FFPE DNA was limited to changes in copy number only37. Moreover, as little as 5 ng of template DNA from FFPE specimens has been used to generate a library of fragments for sequence analysis, resulting in a copy number karyogram indistinguishable from a karyogram generated from 1 mg of template DNA37.

Most researchers agree that much of this sequencing success is due to the ability of NGS to deliver usable data — including single-base changes, insertions/deletions and translocations — from the relatively short fragments of DNA that can be recovered from FFPE tissues29,38.

8.  Can I successfully extract RNA and/or miRNA from FFPE samples?

Yes. RNA-sequencing from FFPE samples can, however, be a challenge because RNA is less stable than DNA. FFPE samples might be degraded when compared to RNA samples used in other applications, but it’s possible to obtain high-quality sequence reads from FFPE material for miRNA profiling39. Due to their small size, miRNAs may be less prone to degradation and modification, so their analysis in FFPE specimens likely provides a more accurate replication of what would be observed in fresh tissue than that of mRNA species. 

One study that included 272 independent RNA isolations from 17 tissue types and 65 FFPE blocks indicated that miRNAs are not only suitable but are likely superior analytes for the molecular characterization of compromised archived clinical specimens40. If the aim is to detect novel miRNAs, the preferred choice of platform will probably be NGS, which can deliver the most data and requires no prior knowledge of the sequences to be identified39.

9.  Can I use FFPE tissue to detect viral DNA from past disease outbreaks?

The jury is still out on this. Novel techniques have been developed to enable detection of known viral sequences in FFPE tissue samples, which has so far included recovery of the 1918 “Spanish” influenza A/H1N1 virus. Using RNA extracted from an FFPE lung tissue sample from a victim of that famous pandemic, the virus was characterized and then recovered through reverse genetics41. In addition, sequence-independent amplification, combined with NGS, has been used to detect novel viruses from various FFPE samples, but whether the same techniques can be applied to detection of known and unknown viruses in this type of sample is currently unclear42,43,44.

10. Are all bioinformatics tools for NGS of FFPE samples equally reliable?

Not yet. Even as many researchers are already anticipating the potential for third-generation sequencing technology, there’s still no widely accepted gold standard method for analyzing NGS data45, nor is there an agreed-upon standard for quality control of sequence data46. And although a variety of bioinformatic analysis tools have been developed for NGS data, their reproducibility still needs to improve47.

For now, all commercially available NGS platforms have different error types/rates, and users should carefully assess and address each error type to minimize the potential impact on downstream data analysis. Applying different bioinformatics strategies can also affect NGS data analysis, which is why users must also understand the principles, advantages and limitations of those tools to help ensure maximum confidence in their results46.


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